The SEC's cybersecurity rule has created new compliance requirements for registered investment advisors (RIAs). Those requirements include the development of a written cybersecurity plan and the ...

Robert Frances, CEO and chairman of Peak Financial and winner of the Trez Capital Award for Dealer of the Year, on using ...

One of the country’s largest wealth management broker-dealers is updating its technology to better serve its existing high-net-worth clientele. Oppenheimer & Co. announced today that it is launching a ...

One of the biggest mistakes a wealth management firm can make in launching a new technology or AI tool is not thoroughly testing it with the users first. As simple as that sounds, advisors say it ...

With every click and swipe, the way we live, work and connect has been reshaped by technology. As our clients' expectations evolve, so too must our approach to meeting their needs. Technology is ...

If you’re reading this, chances are it represents a shrinking proportion of the content you consume in written form. While text is far from gone, engaging and easily digestible video is rapidly ...

In Solving the advisor talent crisis before it hits, Todd Bryant, CFP® of Signature Wealth Partners warns that without urgent ...

Having trouble finding a Sector - Tech fund? Fidelity Advisor Technology A (FADTX) is a potential starting point. FADTX has a Zacks Mutual Fund Rank of 1 (Strong Buy), which is based on various ...

Citi Private Bank published its annual global family wealth report. What's hot and what's not - trends that advisors should ...